What is a Schedule 14A filing?

What is a Schedule 14A filing?

Key Takeaways. SEC Form DEF 14A, also known as a “definitive proxy statement,” is a required filing when a shareholder vote is required. The Form DEF 14A outlines the list of items up for vote by shareholders, such as the hiring of new directors or other business decisions.

What is regulation 14A?

Rule 14a-18 — Disclosure regarding nominating shareholders and nominees submitted for inclusion in a registrant’s proxy materials pursuant to applicable state or foreign law, or a registrant’s governing documents. Rule 14a-20 — Shareholder approval of executive compensation of TARP recipients.

When must a definitive proxy statement be filed?

A proxy statement must be filed by a publicly traded company before shareholder meetings, and it discloses material matters of the company relevant for soliciting shareholder votes and final approval of nominated directors.

Who is required to file a proxy statement?

A company is required to file its proxy statements with the SEC no later than the date proxy materials are first sent or given to shareholders. You can see this filing by using the SEC’s database, known as EDGAR. Enter the company’s name here and select the appropriate company to view its SEC filings.

What does Regulation SK apply to?

A set of SEC rules that set out the detailed disclosure requirements (other than financial statements) applicable to registration statements, periodic reports, proxy statements and other filings under the Securities Act and the Exchange Act.

What is Rule 14b 1c?

Under Rule 14b-1(c) of the Securities Exchange Act, Score Priority Corp. is required to disclose to an issuer the name, address, and securities position of our customers who are beneficial owners of that issuer’s securities unless the customer objects.

What is the purpose of a proxy statement?

A document sent to shareholders letting them know when and where a shareholders’ meeting is taking place and detailing the matters to be voted upon at the meeting. You can attend the meeting and vote in person or cast a proxy vote.

What is proxy statement purpose?

What is a DEF 14A form?

SEC Form DEF 14A. SEC Form DEF 14A is a filing with the Securities and Exchange Commission (SEC) that must be filed by or on behalf of a registrant when a shareholder vote is required. SEC Form DEF 14A is most commonly used in conjunction with an annual meeting proxy.

What is the difference between SEC Form pre 14A and dfan14a?

SEC Form PRE 14A is a form that must be filed with the Securities and Exchange Commission on matters requiring a shareholder vote. SEC Form DFAN14A is a filing made with the Securities and Exchange Commission for non-management proxy solicitations not supported by the company.

What information is required in a schedule 14A of proxy statement?

§ 240.14a-101 Schedule 14A. Information required in proxy statement. [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11 (a) (2) and identify the filing for which the offsetting fee was paid previously.

What is rule 14a-4d under the Exchange Act?

In this regard, see Rule 14a-4 (d) under the Exchange Act ( § 240.14a-4 (d) ). 3. If fewer nominees are named than the number fixed by or pursuant to the governing instruments, state the reasons for this procedure and that the proxies cannot be voted for a greater number of persons than the number of nominees named.